by JOHN MARTIN DEL CAMPO | Jun 19, 2023 | Uncategorised
OSFI’s Newly Issued Guideline B-10: Third-Party Risk Management Spotlight on Third-Party RiskRegulators are shining a spotlight on companies to address the ever-increasing risks associated with their external or third-party arrangements. Those include engagement...
by TONY KALVIK | Mar 28, 2022 | Uncategorised
T+1 Securities Settlement Update March 2022 Background In 2017, Canada, the U.S., and other countries reduced the standard time it takes for debt, equity, derivatives, and investment fund transactions to settle, from three days after a trade (T+3) to trade date plus...
by David Gray and Byren Innes | Mar 10, 2022 | Uncategorised
Intermediaries and insurers will be impacted by this proposed regulatory change Regulatory BackdropThe long-anticipated harmonization of regulations on Mutual Funds and Segregated Funds has begun. The Canadian Council of Insurance Regulators (CCIR) and the Canadian...
by Byren Innes and Steve Fretwell | Feb 25, 2021 | Uncategorised
A Bright Future for Modern Life Insurance Advisors and Consumers For much of the last decade, the life insurance industry has been looking for ways to improve how advisors digitally connect with modern consumers. Carriers have been seeking new technologies, processes...
by BYREN INNES | Feb 22, 2021 | Uncategorised
Our client felt they could be doing something more. Having just celebrated our 20th Anniversary in consulting I gave some thought as to themes we encountered along our journey. What jumped out almost immediately to me was CHANGE – which is not surprising in...
Regulators Prioritizing Third-Party RiskJune 19, 2023
T+1 Securities SettlementMarch 28, 2022
Impact of proposed ban of DSC Sales on Segregated FundsMarch 10, 2022